Plan Sponsor Services

John Toothill has been working with plan sponsors for almost 20 years. Since 1987, he has helped over 100 plan sponsors save money through commission recapture and transition management, and is one of the true pioneers of this concept. Prior to his career in brokerage, he worked in the Financial Institutions Group of Standard & Poors. He holds the series 7 and 63 licenses and has a degree in Economics from the University of Illinois.

Our Plan Sponsor Services Group works to help provide the following services:

• Transition Management
• Fixed Income Commission Recapture Services
• Equity Commission Recapture Services
• DB & DC Plan Services

Click Here to download the Planned Sponsor Service brochure.

For more information please contact:
John Toothill at jtoothill@nesec.com or 212.607.5425