Investment Banking

Under the leadership of Executive Vice President, O. Lee Tawes III, Northeast's Investment Banking Division handles various transactions for its institutional clients.

Mr. Tawes joined Northeast with over 30 years of Wall Street experience in research and investment banking. He is a graduate of Princeton University and received his MBA from the Darden School at the University of Virginia. He serves on various boards including the Board of Trustees and Finance Committee of the St. Andrews School in Middletown Delaware.

Northeast's Investment Banking Division is prepared to assist companies with:

• Mergers and Acquisitions
• PIPES (private investment in public equities)
• Private Capital Procurement
• Reverse Mergers into Public Shells
• Debt Financing
• Public Equity Financing

Meet the Investment Banking Team

Click here to download our brochure

Secure Information Page

For more information contact Lee at ltawes@nesec.com or 212-607-5418