Piggyback Broker Dealers

Many fully licensed NASD broker/dealers have chosen to ‘piggyback' on one of our clearing relationship with either Bear Stearns Securities Corp., or Pershing - An affiliate of The Bank Of New York Mellon. This decision is made on the basis of size, transaction activity or simply the business decision to have our professional staff interface with our clearing agent so the piggyback firm does not have to build and maintain this interface themselves.

Northeast services broker/dealers as piggybacks across the United States and in several countries world-wide.

To learn more about piggyback services at Northeast, you may contact any of our three executive officers:

Steve Perrone (Chairman) at: 516.396.1619; steve@nesec.com

Bill Behrens (Vice Chairman) at: 212.607.5401; bbehrens@nesec.com

Bob Bonelli (President) at: 212.607.5403; bbonelli@nesec.com