Relationships
The goals and priorities of both our individual and institutional clients are the focus of Northeast's highly experienced client representatives. Operating from our 100 Wall Street, Mitchel Field, NY, Southport, CT and Pittsburgh, PA offices, these professionals will augment their skills with all of the firm's resources to provide the best in financial solutions to our client's needs.
Clearing Relationships:
Northeast Securities, Inc provides services through it's current clearing relationships:
J.P. Morgan Clearing Corporation
Pershing - An affilate of The Bank Of New York Mellon
Independent Investment Professionals:
If you made the decision to operate your brokerage business as an independent contractor – or if you are thinking about doing so – and if you always place your clients' interest first, then you may be a candidate to join our growing staff of independent brokers.
Operating across the United States , our independent brokers operate from their homes, single offices and offices common to more than one broker. Northeast's web-based technology makes it easy and efficient for independent brokers to successfully service their clients.
Our Mitchel Field office is the main support venue for our independent brokers. Operations, information technology support, trading, compliance, licensing and continuing education are among the professionally staffed supportive departments we maintain to ensure that Northeast independent brokers are able to provide the best and most appropriate financial advice and service to their clients.
If you have an interest in learning more about opportunities in independent brokerage at Northeast, contact Steve Perrone, Chairman:
333 Earle Ovington Blvd. Mitchel Field , NY 11553-3645
516.396.1619
steve@nesec.com
Private Client Group:
Operating out of our Mitchel Field, Wall Street, Southport and Miami offices our Private Client Group is staffed with experienced professional brokers who provide financial advice and service customized to the specific needs of their clients.
Our brokers are equipped with the latest technology; supported by one of our clearing relationships and their proprietary research; backed by their custody and margin lending services; and are consistently trained in the most current regulatory practices and procedures. The common goal of all our Private Client Group brokers is quality client service. This is accomplished through careful consultation with clients regarding their investment objectives and risk tolerance. Our brokers remain in constant communication with their clients establishing a solid relationship that is never taken for granted. Keeping the client's trust is the result of close contact and an in-depth understanding of what is right for any specific client's investment objectives. To talk to one of our brokers, simply call the main number at any of our branches. To learn how to join our professional brokerage staff, contact Robert Bonelli, President:
100 Wall Street, 8th Floor, New York, NY 10005
212.607.5401
bbonelli@nesec.com
Piggyback Broker Dealers:
Many fully licensed NASD broker/dealers have chosen to ‘piggyback' on one of our clearing relationship with either J.P. Morgan Clearing Corp., Pershing - An affiliate of The Bank Of New York Mellon or RBC Correspondent Services. This decision is made on the basis of size, transaction activity or simply the business decision to have our professional staff interface with our clearing agent so the piggyback firm does not have to build and maintain this interface themselves.
Northeast services broker/dealers as piggybacks across the United States and in several countries world-wide.
To learn more about piggyback services at Northeast, you may contact one of our executive officers:
Steve Perrone, Chairman at: 516.396.1619; steve@nesec.com
Bob Bonelli, President at: 212.607.5403; bbonelli@nesec.com